Compliance & Disclosures
Transparency is foundational to how we work. Below you'll find all required disclosures, regulatory filings, and compliance information for Good Deals Advisors, LLC.
Required Disclosures
These documents are required by securities law and must be provided to all clients.
Form ADV (Parts 2A & 2B) — Firm Brochure & Brochure Supplement
Detailed information about our firm, services, fees, business practices, and Andrew Escher, CFA.
Form CRS — Client Relationship Summary
Plain-language summary of our relationship, fees, and conflicts of interest.
Privacy Policy
How we collect, use, and protect your personal and financial information — including SMS program privacy.
Code of Ethics
Standards of conduct, personal trading rules, and how we address conflicts of interest.
Client Agreement
Our standard investment advisory agreement and terms of service.
Regulatory Information
Official registrations and regulatory filings.
Registration Status
Good Deals Advisors, LLC is registered as an investment adviser with the Texas State Securities Board.
Registration does not imply a certain level of skill or training.
Research Our Firm
Verify our registration and review disciplinary history at the SEC's Investor.gov website:
Investment Adviser Public Disclosure (IAPD) →Custodian
We recommend Altruist Financial LLC as our custodial partner.
Altruist Financial LLC
SEC#: 870244
Member FINRA & SIPC
altruist.com →
Important Disclosures
No Guarantee of Results
Past performance is not indicative of future results. All investing involves risk, including the possible loss of principal. There is no guarantee that any investment strategy will achieve its objectives.
Fiduciary Status
When providing investment advisory services, Good Deals Advisors acts as a fiduciary under the Investment Advisers Act of 1940. We are required to act in your best interest and not put our interests ahead of yours.
Insurance Products
When recommending insurance products, we may act as a licensed insurance agent and earn commissions. In this capacity, we are not acting as a fiduciary under the Investment Advisers Act. This conflict of interest is disclosed to clients.
Fee Transparency
Our fees are clearly disclosed in our Form ADV Part 2A and Investment Advisory Agreement. We are a fee-only adviser — we do not earn commissions on investment products.
Questions?
If you have questions about any of these disclosures or our compliance practices, please contact us:
Andrew M. Escher, CFA
Chief Compliance Officer
Good Deals Advisors, LLC
andrew@gooddeals.work
(816) 607-1217
5900 Balcones Dr, Suite 100
Austin, TX 78731